Free Essays on Securities Law

The U.S. Securities and Exchange Commission’s (SEC’s) primary duty is to protect investors and maintain the integrity of the securities markets. The laws and rules that govern the securities industry in the United States derive from a simple concept: all investors, whether large institutions or private individuals, should have access to certain basic facts about an investment prior to buying it. The SEC requires public companies to disclose meaningful financial and other information to the public. The SEC also oversees stock exchanges, brokers, investment advisors, mutual funds, and public utility holding companies. Their primary concern here is promoting disclosure of important information, enforcing the securities laws, and protecting investors. The effectiveness of the SEC hinges upon its enforcement authority. Each year the SEC brings between 400-500 civil enforcement actions against individuals and companies that break the securities laws. Some of the typical infractions include insider trading, accounting fraud, and providing false or misleading information about securities and the companies that issue them. Congress established the Securities and Exchange Commission in 1934. Its purpose was to enforce the newly passed securities laws, to promote stability in the markets and, most importantly, to protect investors. Before the Great Crash of 1929, there was not much support for federal regulation of the securities markets. Proposals that the federal government require financial disclosure and prevent the fraudulent sale of stock were never seriously pursued. During the 1920s, post-war prosperity enveloped the nation. Approximately 20 million large and small investors took advantage of this fact and set out to make their fortunes in the stock market. It is estimated that of the $50 billion in new securities offered during this period, half became worthless. This all came to fruition when, in October 1929, t... Free Essays on Securities Law Free Essays on Securities Law The U.S. Securities and Exchange Commission’s (SEC’s) primary duty is to protect investors and maintain the integrity of the securities markets. The laws and rules that govern the securities industry in the United States derive from a simple concept: all investors, whether large institutions or private individuals, should have access to certain basic facts about an investment prior to buying it. The SEC requires public companies to disclose meaningful financial and other information to the public. The SEC also oversees stock exchanges, brokers, investment advisors, mutual funds, and public utility holding companies. Their primary concern here is promoting disclosure of important information, enforcing the securities laws, and protecting investors. The effectiveness of the SEC hinges upon its enforcement authority. Each year the SEC brings between 400-500 civil enforcement actions against individuals and companies that break the securities laws. Some of the typical infractions include insider trading, accounting fraud, and providing false or misleading information about securities and the companies that issue them. Congress established the Securities and Exchange Commission in 1934. Its purpose was to enforce the newly passed securities laws, to promote stability in the markets and, most importantly, to protect investors. Before the Great Crash of 1929, there was not much support for federal regulation of the securities markets. Proposals that the federal government require financial disclosure and prevent the fraudulent sale of stock were never seriously pursued. During the 1920s, post-war prosperity enveloped the nation. Approximately 20 million large and small investors took advantage of this fact and set out to make their fortunes in the stock market. It is estimated that of the $50 billion in new securities offered during this period, half became worthless. This all came to fruition when, in October 1929, t...

Free Essays on Dorian Gray Beauty And Goodness

The picture of Dorian Gray by Oscar Wilde uses beauty and goodness as one of its major themes. Dorian Gray, the main character, is used to portray these characteristics as well as how easily they can be lost. Dorian is described as â€Å"wonderfully handsome, with his finely-curved scarlet lips, his frank blue eyes, his crisp gold hair†. This outer beauty is what first draws Basil and Lord Henry to him. Basil is almost obsessed with Dorian saying â€Å"Everyday. I couldn’t be happy if I didn’t see him every day. He is absolutely necessary to me.† This obsession does not arrive solely on looks however. It is Dorian’s goodness that draws Basil as well as Lord Henry to him. Dorian is untainted. Society has not influenced him in anyway. He is pure; therefore, we are too assume that he is naturally good hearted (a humanistic view). This â€Å"simple and beautiful nature† is further exemplified through Lord Henry. Basil hesitates allowi ng Lord Henry to meet Dorian fearing that he may corrupt him. It is Lord Henry’s influence that sends Dorian into a life of â€Å"crime and gross sensuality†. Dorian represents a blank slate, much like a young child although in his twenties. He is easily influenced by those around him, which is what makes him such a find for Lord Henry who uses him to make â€Å"the new art† as described by Wilde. Dorian’s beauty and goodness is seen in his good looks and his innocence. It is this innocence that is taken away from him by Lord Henry’s influence and corruption. In my opinion Lord Henry represents society and Dorian represents any individual who is placed in that society. The â€Å"influence† â€Å"spoiling† and corruption of Dorian is representing how society can take all that is good in an individual solely by instilling in them a new frame of mind or just a single idea. This heavily plays on the psychological questions of natu re versus nurture and the humanistic view, where we are to qu... Free Essays on Dorian Gray Beauty And Goodness Free Essays on Dorian Gray Beauty And Goodness The picture of Dorian Gray by Oscar Wilde uses beauty and goodness as one of its major themes. Dorian Gray, the main character, is used to portray these characteristics as well as how easily they can be lost. Dorian is described as â€Å"wonderfully handsome, with his finely-curved scarlet lips, his frank blue eyes, his crisp gold hair†. This outer beauty is what first draws Basil and Lord Henry to him. Basil is almost obsessed with Dorian saying â€Å"Everyday. I couldn’t be happy if I didn’t see him every day. He is absolutely necessary to me.† This obsession does not arrive solely on looks however. It is Dorian’s goodness that draws Basil as well as Lord Henry to him. Dorian is untainted. Society has not influenced him in anyway. He is pure; therefore, we are too assume that he is naturally good hearted (a humanistic view). This â€Å"simple and beautiful nature† is further exemplified through Lord Henry. Basil hesitates allowi ng Lord Henry to meet Dorian fearing that he may corrupt him. It is Lord Henry’s influence that sends Dorian into a life of â€Å"crime and gross sensuality†. Dorian represents a blank slate, much like a young child although in his twenties. He is easily influenced by those around him, which is what makes him such a find for Lord Henry who uses him to make â€Å"the new art† as described by Wilde. Dorian’s beauty and goodness is seen in his good looks and his innocence. It is this innocence that is taken away from him by Lord Henry’s influence and corruption. In my opinion Lord Henry represents society and Dorian represents any individual who is placed in that society. The â€Å"influence† â€Å"spoiling† and corruption of Dorian is representing how society can take all that is good in an individual solely by instilling in them a new frame of mind or just a single idea. This heavily plays on the psychological questions of natu re versus nurture and the humanistic view, where we are to qu...

Children and Violent Video Games Essay Example | Topics and Well Written Essays - 1750 words

Children and Violent Video Games - Essay Example Such video games are too dangerous of a nature to be shown to children, who do not have much awareness of the world and who can take any sort of meanings from such acts that they see. To be able to grasp and be limited to only enjoying any acts of violence that are shown, the mind needs to be old enough. If exposed to these factors before time and before age, various meanings can be extracted and major changes can take place in the personality of a child. Whether it is the visuals which depict such violence or the increase in bonus points in a video game that take place when the child "kills" a villain, the effect is bound to be there on these young and innocent minds. These video games are a newer medium as compared to the television and movies which also are a source of violence acts for young minds. The most popular past time for children is that of playing video games. Children, and especially boys, often indulge in video games which are depicting acts of violence and which require the player to contribute to that violence through the joystick or the mouse that he or she is using to control the game. Such usage of the joystick or mouse inculcates such habits within children. When children see in a video game that they are rewarded and their points increase or they are given a bonus whenever they kill a person or whenever they injure the other party, children feel that such acts will always be positively rewarded, whether it is real life. Children feel that when they will hurt someone, use harsh language, or use violence to deal with a specific situation in life, they will be positively rewarded like they were in the video game. The research of Dr. Anderson and Dr. Gentile has stated that boys spend an average of 13 hours per week on video games, whereas the fairer sex spends around 5 hours per week on the video games. This research also says that half of the video games in the market actually result in the real life deaths and acts of violence that takes place. Social implications The social implications of children and teen playing these violent games are that they inherit the same violence in their personality. Socially, they become destructive human being. There is more of negativity in their personality rather than optimism. Whatever fights they will encounter in their life, whatever circumstances they will face, they will want to deal with it through violence and settle it in their favor through any violent means possible. Since these games have rewarded them not just points, but bonus points as well as non-point bonuses like new weapons, they assume that life will also reward them similarly. Therefore, such a man is added to the society who would not believe in handling situations in a peaceful manner, rather he would deal the aggressive way. (Krug, 2002) For example there is a game known as Postal, in which acts of violence are a common sight. People are crying for mercy, masses lie on the ground moaning, there can be blood seen everywhere, killings are happening as a common routine, there are dead bodies lying all around, and people are screaming for help. But